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Products & Services

Regal is pleased to announce the expansion of our technology offerings. These include a direct access platform for hyperactive traders, and a new web-based platform featuring option screening tools, virtual trading, streaming quotes, and several choices for order entry. We look forward to the continued release of this portfolio of products and analytical tools which can accommodate anyone from a novice to the most sophisticated investor.

Regal's New Web-Based Trading Platform is Built for Speed

Features:

Regal Direct3

A New Direct Access Platform for the Active Trader

Trade Options in Your IRA

If you are an experienced and pre-approved customer, you may trade options in your IRA. Trade: puts and calls, covered calls, and cash-covered puts and spreads. Additional requirements may apply.

Direct Your Order

Direct your order to a specific exchange at no additional charge when you place a broker assisted trade. To place a Broker Assisted Trade call 1-800-92-REGAL (73425) from 8:00 a.m. to 6:00 p.m. EST.

Fixed Income

Regal offers a variety of fixed income products & services including a full service bond desk. Contact a fixed income specialist at 1-888-897-8133 to locate specific fixed income issues providing competitive pricing and the highest available yields in the market place.

Mutual Funds

Regal offers a wide variety of mutual funds. Choose from nearly 600 mutual fund families. Trade mutual funds online or call 1-800-92-REGAL (73425) to place an order.

1 An account minimum applies only to international accounts. See our How to Fund Your Account section for details.

2 Applies to Priority account only. See Cash Management.

3 Customers receive the Regal Direct Platform free of charge when executing a minimum of 50 trades during each month of enrollment and must have a minimum of $25,000 in equity. A fee of $100.00 will be charged to customer accounts (excluding exchange fees), only for the months the trade minimum is not met.

4 Customers receive Free Real Time Streaming Quotes when executing a minimum requirement of 10 trades during each month of enrollment. A fee of $20.00 will be charged to customer accounts (excluding exchange fees), only for the months the trade minimum is not met.

Options involve risk and are not suitable for all investors. Certain requirements must be met to trade options through Regal. On-line trading has inherent risks due to delay or loss of online services, system performance, market conditions, erroneous or unavailable market data. Investors should understand these and additional risks before trading. Before considering any option transaction, please read Characteristics and Risks of Standardized Options provided by the Options Clearing Corporation (OCC), available in Adobe Acrobat PDF format. A current copy may also be obtained by calling Regal at 1-800-92-REGAL (73425) or by mailing your request to Regal Discount Securities, P.O. Box 9503, Fort Myers, FL 33906-9503. Because of the importance of tax considerations, Regal recommends consulting your tax advisor before contemplating any options transaction.